o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
implement within six to 12 months following the signing of the MoU. Further details of the mutual recognition of funds scheme are set out in the SFC circular and the SEC circular issued today
The SEC encourages its inspectors to continue their professional development by providing internal and external training with excellent support from the World Bank. The inspectors have been trained in
deliver excellent financial products and an unsurpassed service experience to all our customers. Meanwhile, KBank places equal importance on supporting functions which are in harmony with our business
proposed to implement mandatory, TCFD-aligned climate reporting. An additional 5 countries have established voluntary, TCFD-aligned disclosure frameworks. 6 www.cdp.net | @CDP Four strategic focus areas
Disclosures (TCFD) Checklist For companies that are new to the TCFD, below is a checklist of practical steps to implement to start to align with the recommendations. Although designed to help companies to
implement mechanisms for the supervision of its affiliated and associated companies. These mechanisms must be examined by the holding company’s audit committee and board of directors. Measures ensuring that
operating systems that support all five steps of the complete wealth advice process, namely (1) exploring and understanding customers, (2) constructing an investment portfolio, (3) implement the portfolio
and has the concept to review the overall report submission system and to implement such action. In this regard, we take all reports into consideration and decide which reports become irrelevant and
deliver better long-term outcomes to their clients, but also contribute as an important driving force for corporates to implement and attain their sustainable goals, which will further lead to the