exercise their rights at the upcoming bondholders’ meeting 05/08/2024 | No 161 / 2024 Longroot (Thailand) was revoked of its approval as an ICO Portal 02/08/2024 | No 159 / 2024 SEC receives excellent score
rectification to ensure that their quality control system and their auditors’ practice will be efficient and effective. Looking ahead to 2017, the SEC will continue to implement the framework for creating and
internal function and operation. Going forward - The SEC is under consideration to implement recommendations from FSAP review as well as to study the changes in the capital market landscape and how the role
internal function and operation. Going forward - The SEC is under consideration to implement recommendations from FSAP review as well as to study the changes in the capital market landscape and how the role
for short selling In case of Non-SET 100 •Market Cap. 5 -> 7.5 billion baht • 12-month turnover ratio average at 2% 1 July 2024 1.2 Implement Uptick Rules (on a per- security basis) • To require short
, before accepting any new audit clients, the SEC recommends that the audit firms fully implement the procedures for this process to ensure sufficient availability of resources to deliver high quality audits
member jurisdictions, which emphasizes the independence from the accounting profession of regulatory body. The Principle was aimed at providing a guideline for IOSCO members to implement their supervisory
introduction of Investor Climate Action Plans as a tool to help asset owners and managers to develop and implement change, no matter where they are at in their climate journey. This session is opened to asset
Questionnaire No. Particulars Firm's Reference /Guidance Notes Description 1 Does the audit firm design and implement the risk assesment process that includes the identification of quality objectives
control https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-pvd.doc EDITED supervise and control generally for the implementation of the provisions of this Act. In order to implement the