(1) may be proceeded through a derivatives business operator approved by the SEC or registered with the SEC Office or through a person granted an approval in accordance with the Notification of the

CIS operator ที่จะมาเสนอขายหน่วยลงทุนต่างประเทศในไทยได้โดยตรง โดยไม่จำเป็นต้องกำกับดูแลผ่านตัวแทนขายในไทย (local intermediary) ทั้งนี้ สำนักงานได้ดำเนินการยกร่างประกาศที่เกี่ยวข้องจำนวน 11 ฉบับ (+ Form

for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business operator, futures trading manager or futures

operator, futures trading manager or futures supporting agent pursuant to the law governing agricultural futures trading shall submit their application for approval to the Office of the Securities and

the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010)   01/02/2010 01/02

(Notification of Securities and Exchange Commission) Form 104-1/OrPor 24-1 Application for an Approval of Appointment of Person as an Executive of the Securities Company or the Derivatives Business Operator (Form

Securities Company or the Derivatives Business Operator (Form as of 1 July 2006)   19. Report/Form (Notification of Securities and Exchange Commission) Form 90-23 Application for a License to Undertake

following periods. A Business operator, if ready, may apply these rules to the financial statements for the accounting period commencing from 1 January 2019.The consultation paper is available at

asset business operator only in case of deciding to invest in digital assets. The list of licensed digital asset business operators and more information on digital assets are available at the microsite

business operator having NC below the minimum requirements.Now, SEC has drafted related regulations by taking into account the concerns and suggestions raised by the private sector during the public