knowledgeable of relevant risks to support effective market supervision, and to enhance supervisory standards in regulating listed companies and commercial banks giving services as selling agents of investment
lessen a duty for digital token portals. Given high risks and uncertainties of a project during pre-ICO and private sale, and limited information disclosure to investors, SEC will relax the regulations for
specific scope of services for the Sandbox to reduce risks and widespread impacts that may occur during the Sandbox period of no longer than one year as from the approval date. Nevertheless, upon expiration
Environment 1 1.1 Global and Thai Economy in 2019 and Outlook for 2020 1 1.2 Banking Industry, Competition and Emerging Risks 2 1.3 Significant Regulations and Rules related to Business Operations 5 2. Risk
such products or services to clients; (c) providing an instrument or media for personnel under (a) to clarify characteristics and risks of capital market products or services to clients, as deemed
sequestration; Demonstrate significant attention to climate risks and a clear plan for achieving a positive effect on operational resilience; and • Meet minimum disclosure requirements to raise the level of
considering the detailed information of the REIT, including the appropriateness for the investment and relevant risks. The effectiveness of this Registration Statement does not mean, in any way, that the
efficient management of risks, in line with the good corporate governance principles. Provisions in the Notification No. Sor Thor. 37/2559 Clause 5 An intermediary shall establish a documented policy on the