responsibility as REIT manager, and [iii] shall not make applicant’s financial safety insecure, unless the applicant can provide systems to prevent the conflicts of interest and control risks sufficiently and

and efficient management of risks, in line with the good corporate governance principles. Provisions in the Notification No. Sor Thor. 37/2559 Clause 5 An intermediary shall establish a documented

asset alignment targets aligned with domestic policy goals or NDCs and in consi- deration of portfolio climate risks and opportunities. Set portfolio emissions reduction and/or asset alignment targets

managing potential risks from service provision; (c) having a work procedure and an internal control system with details covering the operation as specified in Clause 4. In this regard, the applicant for a

potential risks from service provision; (c) having a work procedure and an internal control system with details covering the operation as specified in Clause 4. In this regard, the applicant for a license

regulatory sandbox ; (b) assessing and managing potential risks from the operation; (c) having operational procedures and an internal control system with details covering the operation specified in Clause 4

) assessing and managing potential risks from the operation; (c) having operational procedures and an internal control system with details covering the operation specified in Clause 4 and Clause 5 or Clause 6

strategies for sustainability- linked bonds as well as the potential environmental and sustainability risks and impacts of the green and social bond principles categories. 3. Statement on independence and

Enterprise Content Management System (ECM) of the SEC Office; Information from action relating to the supervision and inspection of risks related to business operations. The SEC Office receives the following

…………………………………………………… who is working for us has explained and informed the Client being Mr/Miss/Mrs/Company……………………………. …………………………….. so as to be aware of the risks relating to futures and/or options trading prior to opening