liquidate the collaterals. Nevertheless, the liquidation value may be insufficient to cover the debt, causing losses to the brokers and impacting the credibility of the overall capital market. Additionally

assets, redeeming the mutual fund units without client consent in the following manner, causing damage to the client, who had completely compensated, in the amount totaling 1,027,000 baht:           1

trading in his sister’s account opened with the RHB and did not return the money to investors as agreed, causing damage to the investors.Phisit’s misconduct, using clients’ trading accounts to seek

Miss Sangchit Laohathai, as the management responsible for the operation of Bangkok Steel Industry PLC (BSI), on the charge of causing damages to BSI?s assets. The SEC?s investigation found that during

with Clause 4(3) of the SEC Notification No. KorChor 8/2553 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated April 23, 2010; causing the termination of such

, he obtained information on negative operating results, causing the company to have 37.65 million baht of net loss in Q1/2010 or 179.95 percent decrease when comparing to 47.09 million baht of net

, causing the company to suffer damage, or a benefit to be gained for himself or other persons in violation of Section 89/7 and Paragraph 2 of Section 281/2 of the Securities and Exchange Act B.E. 2535 (1992

have the independent director review the work of the SKFM management from 2016 to 2018; and             (4)  neglecting the supervision of SKFM operation, causing deficiencies in many cases. For

provisions, causing the company to suffer damage or making themselves or other persons gain unfair benefits, they are liable to a fine of up to the amount of damages or benefits received but not less than

shares on a continual basis causing the share price to be inconsistent with the normal market conditions to induce the public into trading of such share. Pathaipoom and Chalalai, then investor contacts of