of exchange in return where he then took the money for himself not for the company, causing the company 20 million baht of damage. His misconducts were in violation of the second paragraph of Section
with Clause 4(3) of the SEC Notification No. KorChor 8/2553 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated April 23, 2010; causing the termination of such
, he obtained information on negative operating results, causing the company to have 37.65 million baht of net loss in Q1/2010 or 179.95 percent decrease when comparing to 47.09 million baht of net
inform the client that the holding period had not yet reached 5 calendar years, causing a violation of the specified condition and the client's loss of tax benefits. Failure to give the information or
trading while the client did not reject the transactions. Besides, intra-day trading orders of a listed company's shares were found where the buying prices were higher than the selling ones, causing the
and the PPA remain unclear and uncertain while additional investment of 7,850 million baht is needed, causing IFA unable to appraise the project value; (3) various risks associated with the transaction
make securities borrowing and lending (SBL) trading decisions on the client's behalf in the client's cash account; thereby causing damage to the client. {B} admitted that he had obtained the
price under or equal to the costs causing {A} to receive significantly higher amount of incentives. Trading securities on behalf of the client, failure to perform the duties with honesty by concealing the
exchange fluctuations and causing to slower sales to the countries that have suffered the most such as India, Pakistan, Iran, Indonesia, and many more. However, the Company continues to expand the
Company focused on marketing activities and new product launch, such as, Tempura Seaweed Salted Egg and Tinten Seasoned Squid Salted Egg, thereby causing the Company’s market share to reach more than 70