Regulations Related Forms List of approved ARFP Passport Funds Regulatory Summary Required documents for an approval of ARFP Passport Funds (for inbound only) A CIS Operator must submit a completed
rules and procedures as specified in the notification of the SEC. Section 9. In the case where an offeror of digital token or a digital asset business operator under this Emergency Decree is to receive
digital asset business operator under this Emergency Decree is to receive cryptocurrency as consideration or in a transaction, as the case may be, it may receive only the cryptocurrency derived from the
สมาชิกของ WFE1 1.2 อีทีเอฟต่างประเทศและผู้รับผิดชอบดำเนินการของอีทีเอฟต่างประเทศ (ETF operator) ต้องอยู่ภายใต้การกำกับดูแลของหน่วยงานกำกับดูแลต่างประเทศที่เป็นสมาชิกของ IOSCO2
only) A CIS Operator must submit a completed Form 35 – HK-TH MRF in hard copies accompanied by all supporting documentation as specified in Form 35 – HK-TH MRF to the SEC Thailand for the Hong Kong
MRF (for inbound only) A CIS Operator must submit a completed Form 35 – HK-TH MRF in hard copies accompanied by all supporting documentation as specified in Form 35 – HK-TH MRF to the SEC Thailand for
following juristic persons shall be institutional investors under Section 3 of the Derivatives Act, B.E. 2546 (2003): (1) a commercial bank; (2) a derivatives business operator; (3) a derivatives business
of Derivatives Business Operator B.E. 2553 (2010) 01/02/2010 01/02/2010 11. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for
Business Operator in the Category of Derivatives Broker and Derivatives Dealer (codified as of 08/10/2004) (Synopsis) 23/01/2004 06/01/2004 Notification of the Office of the Securities and Exchange