of Derivatives Business Operator B.E. 2553 (2010) 01/02/2010 01/02/2010 11. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for
01/03/2017 2. Notification of the Securities and Exchange Commission KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
Derivatives Business (No. 3) 11/05/2011 16/05/2011 5. Notification of the Securities and Exchange Commission Kor Khor. 10/2547 Registration of Derivatives Business Operator In the Category of
company for 5 years, and as major shareholder of derivatives business operator for 10 years. Due to the deficiencies in duty performance of Mr. King, SKFM was subject to violation of Section 117
Clause 3 A CIS operator who intends to offer for sale of units of foreign collective investment scheme shall submit an application form together with evidentiary documentation to the SEC Office in
by: Relevance Date (Newest) Date (Oldest) English (United States) DigitalAsset Content Rules and Regulations List of licensed / approval digital asset business operator
licensed / approval digital asset business operator SEC News relating to digital asset Investor Alert Rules and Regulations https://www.sec.or.th/EN/Pages/Shortcut/DigitalAsset.aspx Pages - The
: Relevance Date (Newest) Date (Oldest) English (United States) DigitalAsset Content Rules and Regulations List of licensed / approval digital asset business operator SEC News
, securities business operator, derivatives business operator, financial advisor, auditor, appraisal company, credit rating agency, representative of bond holders, and personnel in the capital market business