account the following factors: the involvement and behavior of each person under consideration; the penalty he/she has already served; the impacts, loss or benefit incurred; any steps taken to rectify
person under consideration; the penalty he/she has already served; the impacts, loss or benefit incurred; any steps taken to rectify past conduct; the cooperation or obstruction with SEC’s investigation
penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or other past behaviors demonstrating
updates of material events: • Form ADV (to both STATE & SEC) • Personal bankruptcy, civil suits, liens on personal assets • Penalty up to $10,000 for failure to provide updates (No data) ROLE OF THE
penalty amounting to Baht 1 9 million and additional cost of project of Baht 4 million. All the effects of such event were recorded in the statement of comprehensive income in the third quarter of 2018
Clause 4 to ing No. 6/201 ers No. 2/20 Newly Issued d (the “Comp ectors’ Meetin of Shareholde the existing r ary shares of t ht 1.00 per s o be in accord ector and/or a d to have th Business Deve der in
accord with internationally recognised rights No prejudice to legal recourse CONTINUOUS LEARNING Identification of lessons for (i) improving the mechanism and (ii) preventing future harm BASED ON
Company considered to record allowance for doubtful accounts with total amount of such unbilled receivables. Cost incurred from the delay under the contract consists of penalty amounting to Baht 18.90
securities business related evidence. The Criminal Fining Committee therefore imposed a fine penalty on the bank for such defects on 26 July 2016. {X1} later revised and improved the working system of its
consists of penalty amounting to Baht (18.90) million, additional cost of project of Baht (3.86) million, and revision of project budget equal to Baht (8.40) million. 1.2 Many projects have realized progress