) under consideration, the penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or other past behaviors
income in Q1/2018 amounted 37.12 million baht increased by 14.52 million baht or 64.25% from 22.60 million baht in Q1/2017 due to the penalty revenue charged to construction contractor. - Cost of units in
116.9 16.4 Current portion liabilities under financial arrangement agreements 143.2 42.6 100.6 236.2 Contract liabilities 351.1 544.5 (193.4) (35.5) Provision for penalty on projects delay 77.5 115.5
place importance in the handling of its data management system or securities business related evidence. The Criminal Fining Committee therefore imposed a fine penalty on the bank for such defects on 26
account the following factors: the involvement and behavior of each person under consideration; the penalty he/she has already served; the impacts, loss or benefit incurred; any steps taken to rectify
person under consideration; the penalty he/she has already served; the impacts, loss or benefit incurred; any steps taken to rectify past conduct; the cooperation or obstruction with SEC’s investigation
penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or other past behaviors demonstrating
penalty amounting to Baht 1 9 million and additional cost of project of Baht 4 million. All the effects of such event were recorded in the statement of comprehensive income in the third quarter of 2018
updates of material events: • Form ADV (to both STATE & SEC) • Personal bankruptcy, civil suits, liens on personal assets • Penalty up to $10,000 for failure to provide updates (No data) ROLE OF THE
accord with internationally recognised rights No prejudice to legal recourse CONTINUOUS LEARNING Identification of lessons for (i) improving the mechanism and (ii) preventing future harm BASED ON