Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 (No. TorLorThor. 3/2555) while trading on behalf of client and making securities

, which Sakkarin confirmed that it could be done, but no money from the sale order was deposited into the client's bank account.Sakkarin's aforesaid misconduct was a failure to perform duty honestly by

Properties directors and executives to perform duties responsibly with due care and integrity. Failure to do so may incur damage to Tangerine Properties assets, which may be liable to an offence and

companies must consider. It is in accordance with the duties of directors and executives of the company who have to perform their fiduciary duty with caution together with the company’s risk management

and {A} failed to perform duties of independent financial advisor for the IPO applicant with due care, causing deficiencies in the following matters:  (1)  deficient due diligence on a transaction of

board members to perform their duties with honesty and due care in disclosing listed companies? material information.?    Information contained in this news release is as of the aforementioned release

audit committees so that they will be able to perform duties more forcefully, and encourages listed firms to join the Anti-Corruption Organization of Thailand, a proactive initiative of the private sector

to seek benefits for themselves, which was deemed failure to perform duties or provide services with loyalty pursuant to the Notification of the Capital Market Supervisory Board.*The SEC has revoked

the 11 investment consultants were deemed a failure to perform duties or provide services honestly as they sought to gain personal benefits from investors through their job operation, or a violation of

Clause 20(5) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 3/2555 Re: Approval for Personnel of Intermediaries to Perform Duties of Analyzing Investment and Giving