://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 6/2022 Dated 05/05/2022 digital assets to be traded in the digital asset exchange. His failure to perform the required duty of his position
perform and was the failure to deliver services http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 25/08/2022 assets and derivatives contracts related to digital assets trading between 25/08
/News_Detail.aspx?SECID=9552 SEC advises the public and listed companies to be cautious in making transactions related to digital assets executives of listed companies are required to perform fiduciary duties by
Analysis on Derivatives Related Rules on Investment Analysis 4 Approved or registered to perform similar duties to derivatives investment analyst on fundamental factors by the lead regulator in a country
Examinations2 Investment Analysis on Securities3 Related Rules on Investment Analysis 3 Approved or registered to perform similar duties to securities investment analyst on fundamental factors by the lead
. ● L isted companies. For example: Incorrect or incomplete disclosure of information, for instance, financial statements, annual registration statement (56-1) or annual report (56-2); Failure to perform
necessary to carry out their roles on the board and board committees. Principle 3.9 The board should ensure that it can perform its duties effectively and have access to accurate, relevant and timely
: (1) committing unfair practice regarding securities /digital assets trading (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as