suspended {A} from her duty as the approved securities investment consultant for one month, effective from June 27, 2014.
Advice dated January 18, 2012. The SEC therefore suspended {A} from his duty as an approved securities investment consultant for three months, effective from June 27, 2014.
sector, the SEC Board has approved to ease the regulations governing the establishment of an audit committee for certain types of securities companies. The audit committee is required to perform the duty
attempt to promote derivatives market development. The plan followed the Cabinet?s recent approval for inclusion of silver and platinum on the SEC list of 14 approved goods and variables under the
: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {A} from duty as an approved securities
in Muslim communities and offer alternative investment for Thai Islamic mutual funds as well as fund-raising alternatives for both public and private entities. The SEC Board has recently approved
in Muslim communities and offer alternative investment for Thai Islamic mutual funds as well as fund-raising alternatives for both public and private entities.The SEC Board has recently approved
will take place on November 24, 2009 at the Prof. Sangvian Indaravijaya Auditorium, the SET Building, with experienced SEC-approved auditors from Ernst & Young Co., Ltd. as guest speakers. After this
Bangkok, November 23, 2009 ? The SEC Board Meeting No. 13/2009 today passed resolutions on the following matters: 1. Brokerage fee liberalization The SEC Board approved the Stock Exchange of