, dealing or underwriting of investment units. “Association” means any association relating to securities business, which has been approved by and registered with the Office, whose objective is to promote and
: Notification of the resolution of the BODs' Meeting No.10/2018 to approved the signing of the Share Purchase Agreement and Project Development Contract for 109.76MW solar power plant project in Vietnam by the
Electronics (Thailand) Public Company Limited (the “Company”) No. 3/2020 was held on May 12, 2020 the following resolutions were passed: 1. The Board of Directors approved the intention of the initial public
> Financial Reporting and Audit Oversight > Auditor Supervision > Regulatory Summary of Approved Auditor in Capital Market Regulations SHARE : Detail Content Financial reporting and audit
Summary Related Manuals/Guidelines Related Rules and Regulations Related Forms FAQs List of approved ASEAN CIS Regulatory Summary Standard of Qualifying CIS Standards of Qualifying CIS consist of
Notification may be made only when the value of the approved securities does not exceed the allotted quota determined by the Bank of Thailand for controlling the execution of transactions related to foreign
(1), (2), or (3). Clause 43 An offer for sale of newly-issued securities of a company under Clause 3 to its directors or employees shall be deemed approved by the SEC Office and the approved company
; (2) to supervise the special purpose juristic persons to ensure their compliance with this Royal Enactment; (3) to prescribe types of assets and securities which may be approved for securitization and
appears in the SEC’s approved list; “related person” means a related person under the Notification of the Capital Market Supervisory Board concerning the Rules on Related Party Transactions; “Stock Exchange
other training institutes approved by the Office; “Unit-linked life insurance policy” means an insurance policy issued by life insurance company to the insured as evidence that the insured and the life