to related financial transactions such as opening securities trading accounts, making deposits, and withdrawing money to pay for the trading orders in the aforesaid securities trading accounts. Such
as a listed-company director with responsibility, prudence, honesty and integrity. As a result, the Civil Penalty Consideration Committee ordered Mr. A to pay a civil fine and compensate the SEC for
with responsibility, due care and loyalty. As a result, the Civil Sanction Committee ordered {A} to pay a civil fine, compensate the SEC for any expenses incurred from investigating the offence, and
Pursuant to the existing regulations that have been effective since 2004, listed companies are required to pay an annual fee for submission of the annual registration statement to the SEC. In this
เชื่อมต่อการซื้อขายกับแพลตฟอร์มซื้อขายสินทรัพย์ดิจิทัลรายอื่นในต่างประเทศ รวมทั้งมีช่องทางให้ผู้ใช้บริการสามารถชำระเงินค่าซื้อขายสินทรัพย์ดิจิทัลเป็นเงินบาทผ่านระบบพร้อมเพย์ (Prompt Pay) หรือ Thai QR ซึ่ง
Association of Derivative Business Operators - any person who does not pay fees specified by DA - director, manager or person responsible for the operation of such above legal entities Specified by section 70
by CFC process? Does the alleged consent to extinguished the case by CFC process The SEC Office presents the case to CFC for consideration. CFC considers and imposes a fine. Does the offender pay the
, frequency of assessment may vary. The participating countries can also choose whether or not to disclose the assessment results. CG-ROSC participants are not required to pay any expenses but to facilitate the
investment units of mutual fund; 2) Redemption payment in the form of securities or other assets in lieu of cash (Pay in Kind); 3) Incorrect pricing of the investment units; 4) Fees or expenses imposed on the