fund manager with the following qualifications : (1) In the case of the selected fund manager being a director, executive or employee of another company, the mutual fund management company shall prove
company shall establish a system for redemption of investment units, and a system for examination of purchase or redemption of investment units. (2) Transfer of investment in investment units, as well as
fund 4.1 A mutual fund management company shall prepare the financial statements of the mutual fund in compliance with the accounting standards prescribed by related regulations on accounting. The
investment information / performance data of the mutual fund, to be disclosed within 15 days from the last business day of each month. Except for the case of a mutual fund with the net exposure in a foreign
the debt instruments may be unable to pay the debt, all unitholders in the register of the funds on the day of such recording are entitled to the net income from assets received as repayment of debts
group of persons with a number of not over 35 persons; (2) The private fund management company shall prepare the client's profile in writing (customer's profiles/ KYC); (3) The private fund management
supervising and developing both capital and digital asset markets. The SEC is also committed to building competitiveness for all sectors in alignment with international standards and quality, and fostering
2023 and an ISSB Board Member, on behalf of IFRS Foundation. The protocol serves as a guide for ACMF’s future engagements with ISSB. As part of ACMF’s objective to promote consistent and comparable
asset business license for the Minister of Finance’s consideration. In any event, Zipmex remains a digital asset business operator under the SEC’s supervision and is required to comply with the Digital
Markets Forum (ACMF) met in Bangkok to endorse the Roadmap on ASEAN Sustainable Capital Markets to promote ASEAN asset classes for sustainable investment, in line with ASEAN’s theme on “Advancing