fund manager with the following qualifications : (1) In the case of the selected fund manager being a director, executive or employee of another company, the mutual fund management company shall prove
Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of defaults of
the debt instruments may be unable to pay the debt, all unitholders in the register of the funds on the day of such recording are entitled to the net income from assets received as repayment of debts
company shall establish a system for redemption of investment units, and a system for examination of purchase or redemption of investment units. (2) Transfer of investment in investment units, as well as
group of persons with a number of not over 35 persons; (2) The private fund management company shall prepare the client's profile in writing (customer's profiles/ KYC); (3) The private fund management
Code for Institutional Investors (I Code) Announcement of Signatory of the I Code List of Code Signatories Examples (International) Corporate Governance Code 2017 Concept CG Code Practice Notes SET
Tripipat, Assistant Secretary-General, along with the SEC staff, participated in the wreath-laying ceremony at the Monument of Prince Rapee Pattanasak Krom Luang Ratchaburi Direkrit, the Father of Thai Law
regulations as specified under Clause 6(3)(5)(6)(7)( a ) to ( m ) in conjunction with Clause 12 and Clause 16/1 of the Notification of the Securities and Exchange Commission No. Kor Jor. 16/2561 Re: Rules
sanctions on two offenders for colluding in the insider trading of COL shares 01/08/2024 Download All Document No. 156/2024 SEC revises Thai ESG rules to broaden investment scope and strengthen asset
insurance company have signed a contract of life insurance and a contract of investment in investment units with an agreement that the insured shall pay premium to the life insurance company for protection