public accountant 2. Applicant’s biodata and details 3. Certification from the leader of the audit firm 4. The audit firm’s information and relevant details 5. The audit firm’s certification and consensus
price, which consequently caused damage to RAM primarily worth more than 300 million baht. He also received benefits from other relevant acts. Although he compensated for damages incurred to RAM in
under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of Thailand and the Anti-Money Laundering Office. In this connection, the public and investors
convenient reporting of tips and incidents. In addition, the SEC is working with relevant agencies and social media platform providers to block investment scam contents on their channels. This collaborative
relevant details to the SEC for approval (Clause 34/5 of the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital
Approval for Investor Contacts and Standards of Conduct dated 21 June 2005 and the Stock Exchange of Thailand (SET)?s relevant regulations. The misconducts and respective sanctions are as follows
these innovations to benefit various sectors within the capital market and invited stakeholders with relevant interests to leverage SEC Open Data. The event was broadcast live via the official SEC
management company paid a compensation of 100 million baht to T.U. Dome for the damage caused by the aforesaid misconducts of such fund managers. The SEC will take further consideration on pursuing relevant
more efficient supervision on derivative businesses, especially in the areas of relevant transactions and industries which will be beneficial to investors and development of Thai economy.? Wanchai
accuracy of financial statement information, less time-consuming process and lower cost for public and private sectors.? The SEC gave advice on standardizing taxonomy by taking into account the relevant