, SEC will cooperate with the relevant agencies for further proceedings. ---------------------------------
, SEC will cooperate with the relevant agencies for further proceedings. ___________________________
additional capital at a rate commensurate with the size and degree of business operations. Both asset management companies and trust managers must comply with relevant regulations governing their respective
violation of law or relevant regulations is found or false information is disclosed or material information is concealed, the SEC would be able to take further action by virtue of the Securities Law. The
state departments regarding the process of law enforcement. SEC has signed in various MOUs between relevant state departments. However, the operation requires more than a mere close cooperation, it also
website at www.sec.or.th. Relevant opinions or suggestions are welcome through the said website or facsimile at 0-2263-6332 or email at inva@sec.or.th until 10 December 2008.
obtained information will be used for making appropriate revision to relevant rules and regulations.Recently, the SEC has also met with listed company secretaries to hear their concerns and provide
of US financial institutions has not directly affected Thai business. Meanwhile, the SEC and relevant authorities have been working closely together to monitor the situation and potential impacts on
increase investor confidence and strengthen the capital market stability. Valuers passing the examinations conducted by relevant associations since December 16, 2010 can submit the results to the SEC
management company paid a compensation of 100 million baht to T.U. Dome for the damage caused by the aforesaid misconducts of such fund managers. The SEC will take further consideration on pursuing relevant