additional capital at a rate commensurate with the size and degree of business operations. Both asset management companies and trust managers must comply with relevant regulations governing their respective

violation of law or relevant regulations is found or false information is disclosed or material information is concealed, the SEC would be able to take further action by virtue of the Securities Law.     The

state departments regarding the process of law enforcement. SEC has signed in various MOUs between relevant state departments. However, the operation requires more than a mere close cooperation, it also

management company paid a compensation of 100 million baht to T.U. Dome for the damage caused by the aforesaid misconducts of such fund managers. The SEC will take further consideration on pursuing relevant

more efficient supervision on derivative businesses, especially in the areas of relevant transactions and industries which will be beneficial to investors and development of Thai economy.? Wanchai

accuracy of financial statement information, less time-consuming process and lower cost for public and private sectors.? The SEC gave advice on standardizing taxonomy by taking into account the relevant

able to seek approval of bond investment consultant if passing examination on relevant regulations. Furthermore, the persons who seek to apply for or renew the approval of investment consultants are

.                                                                                                      The SEC, therefore, urges the shareholders to study relevant information carefully and seek clarifications from the IFEC management before exercising their voting right to ensure that appropriate

imprisonment and fine penalty. In case of an act liable to violation of other laws, SEC will cooperate with relevant agencies for further proceedings. ________________________

be certified or registered and subject to inspection by relevant governmental agencies, strict supervision imposed on limited companies or public limited companies should not apply. This would allow