topic, “Responsible Investment in Practice: Implementing ESG Incorporation in Listed Equity and Fixed Income”, aiming to provide in-depth, practical knowledge on how to integrate ESG factors into
members must keep in confidence any data obtained during the course of duty and must not take advantage of such undisclosed information; ë Other areas: The SEC Board members must perform their duties
acts which are relevant and necessary in the entering into of the transaction. In addition, the Board of Directors’ Meeting resolved to appoint Capital Advantage Company Limited to act as the independent
such a way as to take advantage of an outsider or disclose such information to be utilized by other persons. Division 2 Opening of the Securities Trading Account and Acting as the Securities Broker
company shall not trade in securities by using inside information in such a way as to take advantage of an outsider or disclose such information to be utilized by other persons. Division 2 Opening of the
with the best execution for fund; (2) Being a necessity and advantage transaction for fund; (3) Being an at arm’s length transactions and (4) In the case where such transaction is crossed trade under the
following particulars: (1) Being transaction with the best execution for fund; (2) Being a necessity and advantage transaction for fund; (3) Being an at arm’s length transactions and (4) In the case where
Player Awareness. In addition to the low-cost advantage of index funds, the concept of non-market cap weighting should be familiarized among institutional & retail investors and other players in Thailand
other cases, such transactions shall have the following particulars: (1) Being transaction with the best execution for fund; (2) Being a necessity and advantage transaction for fund; (3) Being an at arm’s
take advantage of an outsider or disclose such information to be utilized by other persons. Division 2 Opening of the Securities Trading Account and Acting as the Securities Broker Clause 15. In this