กล่าวมี ดังนี้ 1. การยอมรับหลักสูตร : ผู้ที่สอบผ่านหลักสูตรการทดสอบความรู้ทางธุรกิจ (“product knowledge”) ในประเทศตน สามารถนำผลการทดสอบนั้นไปใช้แทนการทดสอบ
to procure, for himself or the other person, any advantage to which he is not entitled by law. 15 (3) having a reasonable ground to believe that there is a materially inappropriate demeanor [i
person licensed or registered under the law to manage funds or investments; or (d) in the manner which does not take advantage of other persons or in the manner as specified in the notification of the SEC
manner which does not take advantage of other persons or in the manner as specified in the notification of the SEC; (2) disclose inside information to any other persons, either directly or indirectly and
choose investment strategies that better suit their investment needs and risk profiles and also to urge employees to proactively acquire knowledge on financial products in the capital market. Expected
Board of Directors, management, employees, customers and suppliers, through dissemination of knowledge in various media such as cyber awareness campaign for customers, e-Learning, security newsletter
investigation and found that Ravi had taken advantage of the information on SPORT's operating results for the third quarter of 2015. The information became known to him by virtue of his position as the company's
was a securities purchase that took advantage of a material, non-public fact that influenced the securities price, which was deemed an exploitation of third parties and liable to the offences under
helps mitigate risks, turn crisis into competitive advantage and create sustainable growth. This is in line with the government’s policy on promoting the development of SMEs, startups as well as their
the TIP share price to gain an unfair advantage by selling TIP shares to avoid a loss from the reduction of the share price.The nonpublic information material to the TIP price was the fact that TIP had