the ethical requirements element? Note: The definitions of 'staff' or 'personnel' in this questionnaire shall include all relevant staff of the audit firm, such as the firm's employees, network provider
of an authorised person of CIS Operator Please print this checklist and include it in the package of this form Page 2 of 5 Form 69 – CIS full Registration Statement for an offer for sale of units of
to the public; “issuer” shall include the promoter of a public limited company; “conglomerate company” means a parent company and its subsidiaries; “underwriter” means a securities company licensed to
policies and procedures and reference materials which include materials related to the client it serves? If yes, Please describe the policies and procedures. How does the firm ensure that all audit staffs
Standard were developed in two phases. Phase 1 focused on engineered or “grey” infrastructure bond issuances, with final Criteria released in October 2016. Typical investments in this category include water
. If applicable, carry the appropriate professional indemnity/ professional liability insurance cover. External reviews should either include or indicate at a minimum where the following information may
stipulated in the first paragraph so as to enable an inspection by the Office. Affiliated transaction of the fund under the first paragraph shall not include the transaction in which any related person
transaction complies with the rules stipulated in the first paragraph so as to enable an inspection by the Office. Affiliated transaction of the fund under the first paragraph shall not include the transaction
57.4 Net Profit 192.49 4.3 108.81 2.3 83.68 76.9 Remarks: (1) Gross profit margin does not include other incomes in calculation 2 The operating result for the second quarter of 2019 The company’s net