, PHUKET prepared and submitted such document on 10 May 2022, which failed to prepare and submit financial statement within the period specified by the notification of the Capital Market Supervisory Board
the rights and interests of securities holders or the decision-making on investment or the change in the securities price of the company within a specified period. SEC Act S.Section 57(6) Settlement
perform work related to business operations in the year 2022 within the period specified in the notification of the SEC, that is December 31, 2022. DAB Act S.30 Settlement Committee Meeting No. 4/2023
within July 14, 2022. However, Zipmex submitted the report to the SEC office on August 8, 2022, later than the period specified in the notification of the SEC. DAB Act S.30 Settlement Committee Meeting
, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to communicate with clear and reliable information, and without misleading information. SEC Act
Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place sufficient and effective system for selling and buying
November 6, 2022. However, Zipmex submitted the report to the SEC office on March 1, 2023, later than the period specified in the notification of the SEC. DAB Act S.30 Settlement Committee Meeting No. 8
Yarnapund Public Company Limited Yarnapund Public Company Limited failed to prepare and submit the reviewed financial statements for Q3/2014 to the SEC and the SET within the specified period. The
securities via her nominees' securities accounts but failed to prepare and disclose report on change in her holding to the SEC Office within the period specified in the notification of the Capital Market
liable for WORLD’s failure to prepare and submit the annual registration statement for the year 2016 (Form 56-1) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 4/2017