, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by managing an advertisement about commission-free trading services without end period that cause investors or
and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee
specified by the Notification of the Capital Market Supervisory Board. However, the financial statement for Q3 year 2023 was later submitted on 9 January 2024. SEC Act S.56(1) Settlement Committee Meeting
, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. SEC Act S.109 Settlement Committee Meeting No. 9
with the rules, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116
submit the reviewed financial statements for Q3/2011 to the SEC and the SET within the specified period. SEC Act S.56(1) in conjunction with 199 Criminal Complaint Filed with an Inquiry Official
the financial statements for the six-month period ended June 30, 2012 with the SEC and the SET within the specified period. SEC Act S.56(2)(3)(4) and 199 Criminal Complaint Filed with an Inquiry
period ended June 30, 2012 to the SEC and the SET within the specified period. A statute of limitations ran out during consideration of inquiry offercial. SEC Act S.300 Criminal Complaint Filed with an
Yarnapund Public Company Limited Yarnapund Public Company Limited failed to prepare and submit the reviewed financial statements for Q1/2013 to the SEC and the SET within the specified period. The