? The SEC supports asset management companies to raise their competitiveness with more distribution channels, new types of mutual funds and join business development in the region with foreign investment
explanation from the company directors and executives so as to have sufficient information for their decision-making. The above transaction must be approved by shareholders with at least three fourths of the
companies that are non-public accountable entities (NPAE). In addition, the revised reporting forms would comply with the electronic filing system (e-filing) of the Department of Business Development, the
. The key points of revision are: (1) To increase the amount of damage claim eligible for entering the arbitration process; (2) To adjust the time period for preparation of arbitration request and
information, development of indices, capacity building, and enhanced inter-agency coordination. The Roadmap will reiterate the ACMF’s efforts to develop sustainable finance in the region which commenced with
, Thailand, handed over the ACMF Chairmanship to the State Securities Commission of Vietnam for the year 2020, with Autoriti Monetari Brunei Darussalam as Vice-Chair. The ACMF members reaffirmed their
custody of client assets. This is to promote flexibility in business operation while ensuring that supervisory guidelines are appropriate and comply with international standards. In addition, to enhance
related to digital assets and securities. The two related draft notifications are: (1) the Notification concerning Determination of the Definition of “Executive” in Compliance with the Emergency Decree
asset classes for securities companies to enter into such repo transactions with non-institutional investors would include listed securities and investment units of open-ended funds with daily redemption
digital asset businesses are innovative and constantly related to technological advancement and financial innovation, SEC continues to promote the optimal use of digital assets to support the national