enhance the knowledge and understanding of the law and regulation of the public. Interested parties are welcome to call Help Center at 1207 (press 4) for appointment with SEC officials at no cost. SEC
capital ( NC ) in a specified amount in order to sufficiently cover risks from conducting business . However, the rules, which are currently in effect, should be revised with respect to maintenance of NC in
. Real estate-backed ICO is in the form of fundraising and benefit generation similar to REIT. However, the regulations governing real estate-backed ICO with regard to investor protection mechanism are
per their request. Huobi requested extensions of deadline many times and the SEC Board granted the final extension until 31 August 2021. However, Huobi still failed to complete the rectification of its
supervision of digital assets by academia, professionals and stakeholders from the U.S.A., Asia and Europe, and an exclusive interview on the directions of digital asset development and supervision with Ms
isclosures of investment policy and proportion of investment in the funds under the same management companies as well as fees and voting rights are required; (5) No double counting in the disclosure of NAV
financial reporting. Reports on the Observance of Standards and Codes (ROSC) is a joint World Bank and International Monetary Fund (IMF) initiative that helps member countries strengthen their financial
assessments are crucial for the development of the financial sector in Thailand as they help to ensure alignment of regulatory frameworks and supervisions with the corresponding international standards. The
> Management of Mutual Fund > Scheme amendment Regulations SHARE : Detail Content Management of Mutual Fund 10. Scheme amendment (1) Amendments that are deemed approved by the SEC 1. Beneficial to the
of mutual fund (1) Upon completion of the initial public offering (IPO), if the number of unitholders are less than 35, or the sale of the investment units does not comply with the rules, the approval