Bangkok, July 20, 2011 ? SEC Secretary-General Thirachai Phuvanatnaranubala after the Capital Market Supervisory Board?s Meeting revealed  that the CMSB resolved to revise rules on report of

Securities Plc. twice for failing to keep records of his investment advice and clients? derivatives trade order instructions. The SEC therefore revealed inappropriate behavior of {A} for taking trading orders

further probe revealed that she interfered with a client's asset by transferring cash into the client's account. {C} admitted that she had done so to take responsibility for the client's investment loss due

Bangkok, December 1, 2014 ? The SEC revealed its 2015 strategic plan focusing on six key developments with the aim of enhancing the integrity and resiliency of Thai capital market, promoting the Thai

cause the payments from TUCC bank account, claiming to use for the payments of the said BF and ASC cheques.  The SEC findings revealed that some parts of the money withdrawn from TUCC bank account were

Group Securities Plc., the SEC's probe revealed that with a view to speculation, {C} and {D} jointly purchased PAO shares off-exchange before PAO shares were allowed to resume trading on-exchange. They

transaction and required to be approved by the Board of Directors and revealed to the Stock Exchange of Thailand. 7. Interested Director The Company’s director; namely Mr. Visith Leelasithorn and Mr. Nipon

. Pakorn Peetathawatchat, SET President revealed: “The SET did not stand by, but took every step to make sure that investors obtain accurate and adequate information in a timely manner, e.g., following up

. Yadapat Chinkrajangkit.  The SEC investigation of the evidence has revealed that during September 2014 ? August 2016 the aforesaid persons jointly acted or conspired with or allowed or rendered assistance

addition to the allegation in June 2018, the SEC’s further investigation revealed that in 2017 seven directors and key executives of EARTH, namely, (1) Mr. Phisudhi Phihakendr; (2) Mr. Khajohnpong Khamdee