notification of the Capital Market Supervisory Board. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 32/2022 Dated 28/02/2022
Mr. Win Udomrachtavanich Mr. Win Udomrachtavanich, a former chairman of Risk Management Committee, who is responsible for the operation of KTBST Securities Public Company Limited ("KTBST"
Mr. Nattapong Na Ranong Mr. Nattapong Na Ranong, a former commissioner of Risk Management Committee, who is responsible for the operation of KTBST Securities Public Company Limited ("KTBST"
for IEC’s failure to prepare and submit the audited financial statements for the year 2018 through the transmission system within the period specified by the Capital Market Supervisory Board resulted
Mr. Chatri Sophonvanich Mr. Chatri Sophonvanich, a former commissioner of Risk Management Committee, who is responsible for the operation of KTBST Securities Public Company Limited ("KTBST
notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is failing to segregate assets under its custody as assets
Board resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(3) Settlement Committee Meeting No. 3/2022
Mr. Jung Kyu Kim Mr. Jung Kyu Kim, a chief operating officer, a former chief financial officer and a former commissioner of Risk Management Committee, who is responsible for the operation of KTBST
Supervisory Board resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 3/2022
for IEC’s failure to prepare and submit the reviewed financial statements for Q1/2019 through the transmission system within the period specified by the Capital Market Supervisory Board resulted from