procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective system for managing mutual fund, market risk and liquidity risk of daily
procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective communication guideline with the investors and internal management in the
(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to comply with the rules of the Capital Market Supervisory Board when DBS failed to maintain the net capital which violated section 141 of the
the SEC office on June 29, 2021 later than the period specified by the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 4/2022 Settlement Committee Order No. 66/2022
of the Stock Exchange of Thailand (“SET”) within the period specified by the Capital Market Supervisory Board which is within February 28, 2019. However, GSTEEL submitted the financial statement for
the transmission system of the Stock Exchange of Thailand (“SET”) within the period specified by the Capital Market Supervisory Board which is within February 28, 2019. However, GSTEEL submitted the
) through the transmission system of the Stock Exchange of Thailand (“SET”) within the period specified by the Capital Market Supervisory Board which is within April 1, 2019. However, GSTEEL submitted the
system of the Stock Exchange of Thailand (“SET”) within the period specified by the Capital Market Supervisory Board which is within April 30, 2019. However, GSTEEL submitted the annual report for the year
Stock Exchange of Thailand (“SET”) within the period specified by the Capital Market Supervisory Board which is within May 15, 2019. However, GSTEEL submitted the financial statement for Q1/2019 to the
2019 through the transmission system of the Stock Exchange of Thailand (“SET”) within the period specified by the Capital Market Supervisory Board which is within May 15, 2019. However, GSTEEL submitted