to provide securities advisory and analysis services to Thai investors under the Framework of ACMF, for example, they must be approved as another type of “capital market professional” under the

notification requires the business operators to comply with the policy, measures, and practice guideline for the delegation of other persons to operate a business on their behalf, for example, putting in place

rules pertaining to sustainability-themed bonds as well as sustainability issues before and after the offering in line with international standards, for example, the use of the proceeds of the bond for

. For example, dessimination of false statements via social media that may affect securities price movements could be subject to a class action should several investors suffering damage from the said

. Selling agent must comply with specified criteria, for example, selling agent must examine investor?s characteristics before offering for sale of the product to ensure that the offer has been made to

along with financial advocate, chief financial officer (CFO), for example. The SEC will work on curriculum design, volunteer mentors, and employers? human resource staff training to become financial

, a few post retirement funds have been established while the number of retirees keeps growing rapidly. Other countries, Australia, for example, see the importance of this type of fund to promote self

types of businesses nationwide, equal opportunities from the upcoming ASEAN Economic Community, inequality reduction, and aging society. Key initiatives to be launched in 2014 are, for example

issued bonds. Actually, current circumstances tend to support corporate bond issuance; for example, low interest rate, more stringent practices of financial institutions in loan approval and decrease in

available for investors. Thus, investors should learn of information relevant to investment in mutual funds, including mutual fund fees & expenses and performance persistency, for example. Besides, mutual