properly licensed. Nowadays, deceitful tricks are increasing in number and variety. For example, illegal solicitors usually claim that they could offer fixed returns worth more than those generated from
certain aspects that investors should consider when making an investment decision, for example, risk of receiving lower than expected returns or reaching the target later than schedule. It is advisable
based on the fairness of shareholders? right protection; especially certain types of transactions, for example, the purchase or sale of assets in a large amount or high value, or related party
procedures, for example, the property funds will be allowed to own real estate or lease-hold for less than one year. Furthermore, restriction on unitholding in the Type 1 property fund will be temporarily
for the Type D license under the specified requirements; for example, their businesses must be relevant, supportive or beneficial to the applying securities business without any conflicts of interest
rational investment decisions but their decisions are usually influenced by several factors and restrictions; emotion, beliefs and biases, for example. Those factors and restrictions cause investors to
system. As for trading room cases, some investor contacts failed to prepare complete reports of client orders while others provided inaccurate information on the trading reports. For example, phone orders
. ?Developing infrastructure is essential and expensive. The private sector should be allowed to take part in the process through an infrastructure fund. For example, to support the government?s energy policy
disclosure of financial information as categorized by business units, the income structure of the most recent year may be displayed instead. (For example, Business A and Business B generate 65 percent and 35