On 15 August 2023, the SEC Board Meeting No. 12/2566 approved the proposed amendment to such advertisement regulations. The SEC is therefore inviting the public and the business sector to comment on
For greater transparency and fairness of the allocation of initial public offering (IPO) or public offering (PO) securities, the SEC approved draft rules prohibiting the allocation of IPO/PO
21 June 2005. The SEC therefore withdrew Sanguan from the SEC?s list of approved investor contacts as of February 1, 2006.
Due to unclear issues of Daidomon Group PLC ("DAIDO")?s business operation in 2003, the SEC ordered DAIDO to arrange special audit by using auditor in the approved list of the SEC and submit the
To accommodate the inauguration of futures market in 2005, the SEC at the meeting 9/2547 on Friday, September 10, 2004 approved rules and regulations on licensing and undertaking business as futures
The SEC approved the supervision guidelines for provident fund management business as agreed by the Association of Investment Management Companies (AIMC) with a view to enhance asset management
To prepare market?s readiness for the inauguration of futures exchange in 2005, the SEC approved draft rules on licensing for derivatives agents. To apply for the license, applicants must possess the
The SEC approved draft revised regulations on securities issuance and offering, allocation, and delivery. Details of the revisions can be summarized as follows: Greenshoe Option (Over-allotment of
) Minimum Requirements such as Business Continuity Management policy approved by the board of directors, and (2) BCM Guidelines adjustable to corporate sizes and business complexity of the industry operators
) Minimum Requirements such as Business Continuity Management policy approved by the board of directors, and (2) BCM Guidelines adjustable to corporate sizes and business complexity of the industry operators