) Minimum Requirements such as Business Continuity Management policy approved by the board of directors, and (2) BCM Guidelines adjustable to corporate sizes and business complexity of the industry operators

. The REIT supervision would be relatively similar to that of listed companies. For instance, an acquisition or disposition of key assets and related-person transactions must be approved by the trustee

which have been audited and reviewed by an approved auditor to the SEC and disclose them to the public by March 22, 2012.    

. The SEC therefore suspended them from duty as approved investment consultant for one month. For {C}, the SEC received a report from her employer that she failed to record some of her client trading

revoked. In addition, {A} and {H} were suspended from their duties as an approved investment analyst and an approved investment consultant, respectively. Following investor complaint and report from Country

Investment Advice dated January 18, 2012.  Accordingly, the SEC suspended {A} for two months and {B} for one month from their duties as the approved securities investment consultants.  

.  Accordingly, the SEC suspended Wiroj for one month as the approved securities investment consultant, effective from January 24, 2014.

suspended {A} for one month as the approved securities investment consultant, effective from January 24, 2014.  

amendment was approved by the cabinet on 28 August 2018 and it is expected to be enforced in the middle of 2019. Consequently, provident funds investing in fixed income through mutual funds will be

resolved to approve the generation of alternative income channels and the reduction of expenses as follows:(1)  To enhance the securities companies’ ability in managing liquidity, it is approved in