On 10 November 2023, the SEC Board Meeting No. 15/2566 passed a resolution approving a regulatory review on the supervision of digital asset custodial wallet providers. The approval included granting
been in place, so that the SEC imposition of supervision and enforcement measures will be considered proportionately and appropriately, in favor of such business operators. The risk management manual
entity under the SEC supervision with the duties to comply with the Digital Asset Decree and related regulations. If any contraventions are found, the SEC can take enforcement actions against the company
Department, (4) Ms. Kilina Karintasut, Director of the SEC Internal Audit Department, and (5) Mr. Jesada Paramabhronpilad, Director of the SEC Information Technology Audit and Cyber Risk Supervision
, SEC Assistant Secretary-General (Accounting and Auditing Supervision) 2 Dr. Monta Chayakonvikom, Vice President of Data Innovation and Governance Institute, DGA 3 Mr. Prakorb Jongjarussang, DCT
enforcement related to the capital market. During the event, SEC executives and guest speakers from securities companies and Thai Digital Asset Association presented lectures on supervision and law enforcement
. Phuvanat naranubala expressed that ?The SEC appreciates what the ASCO has done and views that this action is a good starting point for business operators to jointly set up their own supervision guidelines.?
. The REIT supervision would be relatively similar to that of listed companies. For instance, an acquisition or disposition of key assets and related-person transactions must be approved by the trustee
application. SEC hereby notifies that Rich Gold Intertrade Co., Ltd. is not licensed to undertake securities business or derivatives business; therefore, the company is not subject to SEC’s supervision