supervision. In this regard, investors are advised to exercise discretion in case of encountering solicitation for investment with the company. In any case, investors can check the list of securities
be certified or registered and subject to inspection by relevant governmental agencies, strict supervision imposed on limited companies or public limited companies should not apply. This would allow
in the international arena and increase investment alternatives for investors of both markets. SEC is therefore proposing to amend the rules on supervision of cross-border fund offerings to
As information-consuming behavior has shifted as a result of technology, presenting information via crowdsourcing has been widely spreading. Therefore, SEC has had an idea to waive the supervision
.) จัดบรรยายออนไลน์ให้แก่ผู้บริหารและเจ้าหน้าที่ของสำนักงานพัฒนาธุรกรรมอิเล็กทรอนิกส์ (สพธอ.) ใน 3 หัวข้อหลัก ได้แก่ (1) “IT Risk Regulation and Supervision” โดยฝ่ายกำกับและตรวจสอบความเสี่ยงด้านเทคโนโลยี
SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the
under the supervision of their primary regulators.?
.Determination of shareholding structure of the EXCO;4.Amendment to the securities law to abolish the monopoly status of the undertaking of exchange business; and5.Supervision of the EXCO under the amended
to the banking sector, local commercial banks, some of which are listed companies, are under close supervision of the Bank of Thailand. Investors should adopt a cautious stance but do not have to worry
would not only improve the efficiency of debt offering supervision but also lighten the loads of debt issuers and maintain appropriate protection for investors. For such proposes, the SEC Office is