{X1} Company shares in his own securities trading account by using the aforementioned information learnt during his directorship in {X1} Company. {A} and {B}'s actions were in violation of Section 241
any actions where conflicts of interest may arise, such as soft commission, related party transaction, proprietary trading and staff dealing. In addition, effective risk management system for
shall be terminated. Following actions are required: 1) Inform the SEC of the case within 15 days from the closing date of the IPO; 2) Refund the subscription payment and any interests thereof within
action were deemed a violation of Section 312 of the SEA. Moreover, their actions were also considered as syphoning TUCC money for the benefits of themselves and others in violation of Sections 307, 308
-W1 during the period that CIG-W1 had high cost and almost expired and eventually were all sold out during low price period. The said actions were in violation of Section 311 of the Securities and
during the period that CIG-W1 had high cost and almost expired and eventually were all sold out during low price period. The said actions were in violation of Section 311 of the Securities and Exchange Act
to disclose IFEC’s default on its bills of exchange, following the SET’s request for clarification on 12 January 2017. Wichai’s actions appear to be intentional causing IFEC to be suspended from
million baht in accounting documents. Therefore, their actions were considered that they acted in order to obtain unlawful gains for himself or another person and caused damage to IFEC as well as made false