shareholder meeting in key company decisions. The chapter also deals with disclosure of control structures, such as different voting rights. New issues in this chapter include the use of information technology
from taking certain actions. Examples of the covenants include a. prohibition on the payment of dividends if certain conditions are met in order to prevent depletion of the issuer’s funds that are
include the following procedures: (1) gathering of evidence considered necessary for fact proving; (2) admission of evidence, explanation or opinion of the SEC Office, an alleged person or a witness or
Principles2 to create a robust, flexible and effective certification system. Key features include: • Full alignment with the Green Bond Principles, Green Loan Principles,3 ASEAN Green Bond Standards,4 Japan’s
diversity of perspectives to generate effective challenge, discussion and objective decision-making. 3.2 Diversity The board should disclose the company’s policy on diversity which should include measurable
) • Portfolio bonds • Asset-backed securities • Sovereign (programmatic) bonds. Criteria are available for wind and solar assets. Other key investment areas soon to be released include energy effciency in
include therein excessive transactions (churning) in the following manners: (1) refrain from soliciting or encouraging clients to enter into transactions more often than necessary; (2) refrain from entering
the offer for sale of warrants shall also include the exemption from filing of the registration statement and the draft prospectus for shares or other securities issued for the exercise of the warrants
, while indicative, captures the most commonly used types of projects supported, or expected to be supported, by the Social Bond market. Social Projects include assets, investment and other related and
prescribing a policy for prevention and management of conflicts of interest in accordance with Clause 17 of the Notification on Standard Conduct of Business , an intermediary shall include therein excessive