Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) offered for sale newly issued securities in the category of of debt securities to high-net-worth investors on a
procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee Meeting No. 4
285.52 mb (2017: 289.96 mb), the reduction is mainly due to the smaller payment of license fee to partners as we registered less sales in the financial solution division. It is worth mentioning that we
Bangkok, October 24, 2014 ? The SEC and the Faculty of Business Administration, National Institute of Development Administration (NIDA) co-organized the ?4th SEC Working Papers Forum,? under the
owing the outstanding balance of fuel charge worth 53.62 million baht was capable of debt repayment to the company before the auditor signed off the disclosure of the annual financial statements for the
maturity period prescribed in the disclosure document. Automatic redemption would require pre-specified terms and conditions, and investment would be limited to institutional and ultra-high-net-worth
worth investor”, “institutional investor” , “structured notes”, and “short-term bond ” shall have the same meanings as defined in the Notification of the Securities and Exchange Commission concerning
Enforcement Department 2 and the Litigation Department. His appointment has become effective as from 1 February 2024. Pol. Lt. Col. Sutthisak Jitpimonmas holds a bachelor’s degree in Public Administration from
, Capital Market Supervisory Board Education Doctor of Business Administration, Finance, Chulalongkorn University Master of Business Administration Management Information System, University of Dallas
and Exchange Commission No. Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor ___________________________ By