Exchange Commission No. Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor ___________________________ By virtue of

. Notification of the Securities and Exchange Commission No. Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor

Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor or the central investor definitions** for investment in financial products under the SEC’s supervision, which has been revised and

trust manager, as well as overseeing the trust manager’s performance of duties as prescribed in the trust deed;  (5) Only institutional investors and ultra-high net worth investors* shall be eligible as

sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the

Co., Ltd. (SECC Holding), and Mr. Suriya Lapvisuthisin to embezzle SECC’s money by arranging for an extension of fictitious loans worth Baht 245 million to four nominees through its subsidiary, SECC

authorized director of SECC Holding Co., Ltd. (SECC Holding), to embezzle SECC’s money by arranging for an extension of fictitious loans worth Baht 245 million to four nominees through its subsidiary, SECC

record fictitious car sale revenues worth Baht 30 million. This case is under consideration of the public prosecutor. SEC Act S.307 308 309 311 312 313 Criminal Complaint Filed with an Inquiry Official

rate, one-time income/expense, in the 3Q16 and 3Q17 performance, EBT in 3Q17 would have declined by 449% YoY, reflecting higher financial costs (interest expenses) from convertible bonds worth US$180mn

compared to the same period last year. It is a positive indicator as foreigners are accounted for more than 30% of the Company’s customer portfolio. For the plan to launch luxury condominium projects worth