result, the price and trading volume of PICO’s shares were not in a normal market condition, and investors in general were misled to understand that a large number of investors were interested in buying
SEC Secretary-General Rapee Sucharitakul said that there had been several fraud cases regarding investment in digital assets which might result in a huge loss for investors. This led to the
, consisting of the following: 1. Statistical information of IPO shares, e.g., the first trading day, financial advisor (FA), underwriter (UW), comparison of IPO prices and its aftermarket prices in different
auditors in the capital market, and to grant a fee exemption for resubmission of the application for approval of auditor in the capital market for the applicants who affiliated with audit firms outside
, and the trading prices of securities of listed companies on the Stock Exchange of Thailand. SEC, therefore, encouraged every listed company and security issuer to disclose both positive and positive
sudsidiaries, and (3) management discussion and analysis of financial position.?Before listing on the Stock Exchange of Thailand (SET), a company must pass the screening process in accordance with the principles
risk management. SEC subsequently conducted a public hearing on the approved principles during the months of April and May 2020 to which all respondents agreed with the principles for amending the repo
objective of inviting all sectors in the capital market to declare the intention to operate with social and environmental responsibility in line with the United Nations’ Sustainable Development Goals (SDGs
Representative UNDP Thailand, along with the UNDP team to explore potential collaboration between UNDP and the SEC, demonstrating a shared commitment to advancing sustainability in the Thai capital market in
Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with