number of investors in a closed sale circle to not exceeding 10 investors, and they must be committees, boards, major shareholders, or affiliated companies of the issuers of bonds and institutional
SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC has been monitoring the corporate bond market on a continuous basis. There are many policy issues to address properly. For example, corporate
With reference to the recent occurrence, a foreign private digital wallet service provider has solicited investors in Thailand via social media to trade digital assets by linking investor trading
Patronage, thus, plan to train pro bono lawyers with a skill in class action litigation in order to enhance the efficiency of justice. Since class action is the way many defrauded investors can settle
shares; or (d) UAPC is not complied with the free float criteria of the Stock Exchange of Thailand. In this regard, the specific group of investors who are the existing shareholders of the Company entitled
facilitate access to sources of fund and allow securities offering in the types of share and convertible bond to investors directly and through the Stock Exchange while coaching SMEs and startups with good
policy to develop and increase the competitiveness of the Thai capital market which is a result of the joint meeting No. 2/2019 on 1 June 2019. The meeting also discussed continuing projects that are
DLT to increase the efficiency in working with their business partners, and also create new incomes opportunities. This initiation of Thai capital market will create the competitiveness.”Baker
regarding the prices or trading volumes of such shares, and involved a series of continuous trading orders, with the intention to cause the share prices or the trading volumes to be inconsistent with normal
Essentially, the new rules allow securities brokers and derivatives agents to provide two types of trading services of capital market products that respond to investors’ demands more efficiently