authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
Jurisdiction which is related to any Licensed Firm in the Home Jurisdiction; and (iii) may change his attachment from One Licensed Firm to another Licensed Firm(s) in the Host Jurisdiction during the validity
amount (CBM/Day) Maximum purchase amount (CMB/Day) Price VAT included (Baht/CBM) Year 1-3 12,000 15,600 9.90 throughout contract validity Year 4-7 13,200 17,160 Year 8-10 14,400 18,720 Contract term of 10
and data within an application and are, therefore, specific to each application. • To ensure the accuracy, integrity, reliability and confidentiality of the records and the validity of the entries made
the haircut shall be tested on a regular basis and the validity of the haircut calculation method shall be reviewed at least once a year; (8) determination of methods for identification and reduction of
three years; (4 ) a profi l e and relevant details of the audit firm; (5 ) a certification and consent letter of the audit firm (Form 61-2); Period of Approval Validity : not
means any legal entity obtaining the license to undertake securities business which is not: (1) any legal entity supervised by any other governmental agencies before obtaining securities business license
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
the License return in the amount of Baht 890.83 million as follows: (1) License fee which the licensee had paid until the fourth installment out of six installments. A period of License validity which
method of inspection on validity of such contract, etc.; (g) practice on internal inspection and control, performance inspection and hierachical risk report to the executive; (h) appropriate and reliable