to clients shall be supervised in accordance with the work system laid out by the intermediary . Clause 26 For the communication with or providing services to a new client , an intermediary shall
provision of services to clients shall be supervised in accordance with the work system laid out by the intermediary. Clause 26 For the communication with or providing services to a new client, an
provision of services to clients shall be supervised in accordance with the work system laid out by the intermediary. Clause 26 For the communication with or providing services to a new client, an
authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
circulate within the business) - Trade payables decreased Baht 44 million - Other payables decreased Baht 155 million (Accrued bonus, year 2019, actually paid- January 2020) Dividend payment On April 10, 2020
on the Acquisition or Disposal of Assets) and to circulate a notification (as set out in Schedule 2 to the Notifications on the Acquisition or Disposal of Assets) to its shareholders within 21days
means any legal entity obtaining the license to undertake securities business which is not: (1) any legal entity supervised by any other governmental agencies before obtaining securities business license
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
Disposal of Assets) and to circulate a notification (as set out in Schedule 2 to the Notifications on the Acquisition or Disposal of Assets) to its shareholders within 21days after the date of the disclosure
Disposal of Assets) and to circulate a notification (as set out in Schedule 2 to the Notifications on the Acquisition or Disposal of Assets) to its shareholders within 21days after the date of the disclosure