that are created, sent , received, stored or processed through electronic procedures https://publish.sec.or.th/nrs/3808pe_r.pdf ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ derivatives fund managers
data ” means data that are created, sent , received, stored or processed through electronic https://publish.sec.or.th/nrs/3808pe.doc ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ shall deposit such
securities and sent trading orders of TRAF shares in an appropriate manner, facilitated respective payments for the provided account, and used such account for his own securities trading. The SEC, therefore
On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding
on the misconducts of {A}, an investor contact of Siam City Securities Co., Ltd. , stating that {A} sent securities and derivatives trading orders continuously in large amount without evidence of
substitution for trading orders sent by clients from trading room only.Failure to record the securities trading orders is in violation of Clause 20(3) while inappropriate submission of trading order form (Form
indicating that {A} sent trading orders and afterwards informed his client's authorized person. Such authorized person did not reject the transactions. From the record, in addition, {A} specified details of
derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through electronic https
ตลาดหลักทรัพย์ established under specific laws or any legal entity licensed to undertake finance or commercial banking business. “ electronic data” means statements that are created, sent, received, stored or