director and executive at the time of the offence, on the ground of insider trading. They were ordered to pay civil fines and return any gains from the offence.*Mr. Suphanan, however, sent a letter asking

during March ? May 2008 and  August 2010 and MAX shares in September 2010,  the SEC probed into the case and found that Shine and others had continuously sent securities trading orders through trading

person by the account owner's name to conceal the fact and mislead the employer company that it was the account owner himself who sent the orders.  {D}, an investor contact of Globlex Securities Co., Ltd

deliveries postponement to some Government projects to 2020. Furthermore, the significant flooding of Chinese goods amid the ongoing US-CHINA trade disputes has sent the market into high competition and

sent a letter to the bond issuer to demand immediate repayment of the bond reaching maturity.   The SEC requires that the bondholder representative analyze the benefits and shortcomings as well as the

requirement to have the summary of key investment information sent to unitholders and SEC. Meanwhile, the proposed amendments to the regulations related to the establishment and management of infrastructure

period of 12-31 months (as the case may be)*. However, as they all refused to comply with the civil sanctions specified by the CSC, the SEC has sent a written request to the public prosecutor to file a

First application and website: www.sec.or.th/licensecheck. Further inquiries and signs of suspicious activities can be sent for fact-finding to the “SEC Help Center” via telephone hotline 1207 or SEC

orders. Following a report on client's complaint filed by Country Group Securities PLC., the SEC probed into the case and found that {A} sent trading orders from the client's securities trading account

).  With the referral from the Stock Exchange of Thailand on irregular trading of UNIQ shares as a result of trading orders sent via two overseas omnibus accounts causing the changes of UNIQ share price and