properly, whether by sending them home or turning them into something else. Now, we, the public and private sector, will join hands in making the future. Sea must be plastic free, and wild animals will

selling transactions. The securities companies would also have the duty to ensure compliance with the agreement; (4) To require that securities companies put in place a system for receiving, sending and

manners. For example, sending buy or sell orders for securities, or buying or selling securities in a manner that pushed the prices upward, placing bid offers in a way that obstructed others from placing

. By sending a clear message to the fund managers and AMCs’ staff about the importance of socially and environmentally responsible investments, and by encouraging the integration of ESG factors into

also the administrator of CoinEx Official Thailand Telegram chatroom to facilitate more convenient crypto trading by sending advertising and sales promotion messages that led to more public exposure to

must be done by sending orders through an intermediary via a matching system in the form of auction once per day; Buyers must have the full amount of cash before buying and sellers must have

accounts of several groups of people to buy and sell both securities in a manner that boosted up share prices by sending trading orders in great volume with different price levels, taking both bid and offer

sending documents to her own address to conceal high volumes of investment unit switching and buying without the client?s orders. In case of Surasak, the SEC obtained a report indicating that Surasak was

company. {E} also misled investors into believing that she was a representative or marketing officer for such foreign company. Using clients accounts to trade securities for other persons or sending trading

personnel for 10 years. (2) {B} , an investor contact of KTB Securities Co., Ltd., aided other persons in sending trading orders of TRAF shares in a manipulative manner. She was fined for her assistance in