following matters in Thailand: (a) disclosing and sending [i] information of the scheme as required by law or regulations under the responsibility of home regulator to investors or [ii] any other information
rules prior to making such transaction: (1) In cases where the resolution is requested by sending a letter to the unitholders, the resolution shall be passed by more than half of the outstanding
unitholders in accordance with the following rules prior to making such transaction: (1) In cases where the resolution is requested by sending a letter to the unitholders, the resolution shall be passed by more
specified in the contract is required such as sending a notice prior to filing a case. The SEC has been coordinating with Lawyers Council Under the Royal Patronage, the Stock Exchange of Thailand, and the
. In case the documents have been translated from the original information or documents in another language, a Hong Kong Covered Entity shall ensure that the translator certifies that the translated
) to clients; (3) visibly reveal the redemption prices; (4) control and monitor any employee who gives the information thereof to clients for correctness and accuracy. Chapter 5 Sending out Transaction
redemption prices; (4) control and monitor any employee who gives the information thereof to clients for correctness and accuracy. Chapter 5 Sending out Transaction Confirmation of Clients
supporting trading volumes adequately and checking the clearing and settlement ability of the service user before sending trading orders; (b) having a clearing and settlement system provided by a clearing