to digital assets, build a self-protection mechanism, and keep abreast of frauds and scams on digital asset investments. The learning materials are designed by digital asset experts and presented via
of regulators and to contribute to a culture of compliance by companies, in the interest of protecting investors and creating confidence in markets. It can serve as a basis for reform and self
As a result of the current situation, business operators have to self-adjust in response to technological disruption, the changing environment, and investors’ changing behaviors in order to
growth. Even though business loans are expected to receive an additional boost from public investment, retail loans will remain challenged mainly by fragile consumer confidence and household debt servicing
the standard and code of ethics by promoting compliance culture to strengthen confidence of client and the industry. Guidelines 1. The management should arrange to have strategic plan, policy and
the policy, law including the standard and code of ethics by promoting compliance culture to strengthen confidence of client and the industry. Guidelines 1. The management should arrange to have
of the capital market • Building readiness and competitive advantage to support interconnectedness of global economy • Building confidence and foundation for sustainable growth of the capital market
supervised in response to the changing scenarios to enhance investors’ trust and confidence. In this connection, the SEC sets priorities for policy measures, developmental and supervisory, that can keep pace
investment scheme, securities company shall proceed to examine investor’s qualifications at least as follows: (1) arranging investor to self-declare identity; (2) requesting information and documents
ปรับปรุงแก้ไขต่อไป โดยควรกาหนด บรรทัดฐานที่จะใช้เปรียบเทียบกับผลการปฏิบัติงานอย่างมีหลักเกณฑ์ 3.7.2 ในการประเมินผลการปฏิบัติงานควรประเมินท้ังแบบคณะและรายบุคคล โดยอย่างน้อย ต้องเป็นวิธีประเมินด้วยตนเอง (self