, brings about different outcomes, and can be applied on different levels. The supervisory mechanism covers three areas, i.e., self-discipline, market discipline and regulatory discipline. To create
, brings about different outcomes, and can be applied on different levels. The supervisory mechanism covers three areas, i.e., self-discipline, market discipline and regulatory discipline. To create
today affirms integrated collaboration of the institutional investors which will bring about even more solid self and market disciplines to drive capital market industry. For retail investors, the SEC
enforcement efficiency and boost confidence in the Thai capital market.? Tipsuda Thavaramara, SEC Deputy Secretary-General said, ?Collaboration between the SEC and all market participants is needed to help
1929 crash. Kanis Saengchote - Chulalongkorn Business School …rather than being “elements of substance”, real estate prices were “based on the self- delusion that the Florida swamps would be wonderful
operation of intermediaries, investors, and confidence in the capital market. Senior management, therefore, has an important role in managing the implementation of information technology in the business
on the operation of intermediaries, investors, and confidence in the capital market. Senior management, therefore, has an important role in managing the implementation of information technology in the
professional conduct to ensure that investors will have reliable information and efficient protection. The SEC also promotes self-awareness of all sectors regarding the benefits of good corporate governance and
. ?In promoting effective supervision, the SEC continues to focus on three areas, namely (1) regulatory discipline, (2) self-discipline of companies and executives, and (3) market force. In so doing, the
on auditor supervision has brought about even more investor confidence in Thai financial reporting system and auditor quality.In the area of supervision on intermediaries and business operators, the